UNITED STATES DISTRICT COURT
/ EASTERN DISTRICT OF NEW YORK
ORDER V.S., by his parent, D.S. 13-CV-3476 Plaintiffs, - against-
NEW YORK CITY DEPARTMENT OF FILED IN CLERK'S OFFICE EDUCATION, U.S. DISTRICT COURT E.O.N.Y.
Defendant. * JUN 1O2014 * BROOKLYN OFFICE JACK B. WEINSTEIN, Senior United States District Judge:
Table of Contents I. Introduction ........................................................................................................................... 2 II. Facts ...................................................................................................................................... 3 III. Law ........................................................................................................................................ 4 A. Statutory Framework ........................................................................................................ 4 B. Judicial Review ................................................................................................................. 5 IV. Application of Law to Facts .................................................................................................. 6 A. Review of the Administrative Decisions .......................................................................... 6 B. Burlington/Carter Test ...................................................................................................... 9 1. Marathon School ........................................................................................................... 9 2. Rebecca School ........................................................................................................... 10 3. Consideration of the Equities ...................................................................................... 11 C. Prevailing Party ............................................................................................................... 11 V. Conclusion .......................................................................................................................... 11
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I. Introduction
D.S., on behalf of her son, V.S., sues the New York City Department of Education
("DOE") for failing to provide a free appropriate public education ("F APE") under the
Individuals with Disabilities Education Improvement Act ("IDEA") for the 2011-2012 school
year. See 20 U.S.C. § 1400, et seq.
Plaintiffs seek reversal of the decision by the State Review Officer ("SRO"), who found
that the DOE offered V.S. a FAPE for the 2011-2012 school year. Both parties move for
summary judgment. A hearing was conducted. See ECF No. 41 (May 28, 2014).
The parent was given notice that her autistic child would be placed in a particular school,
specified by name and geographic location. See Final Notice of Recommendation, ECF No. 23.
She made a good-faith effort to determine if that school was appropriate by visiting the physical
school referred to in the notice she received, concluded that it was not because it dealt with much
older children, filed a complaint with the DOE, and received no response.
At an administrative hearing, the DOE prevailed by defending the merits of a physically
different school located at a different location on the theory that it was to this different location
that the child would ultimately have been sent and that it was satisfactory for the child's needs.
The critical issue now posed is whether evidence regarding the adequacy of a particular
school assignment is limited to the school for which plaintiffs received notice and thereafter
reasonably determined was inadequate. The process relied upon by defendant is colorfully
referred to as a "bait and switch" assignment.
Local education agencies, strained by limited physical infrastructure and significant
financial constraints, must have enough flexibility to accommodate a changing student body with
diverse and, at times, conflicting needs. At the same time, students with disabilities and their
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parents-if they are to adequately protect their child's access to appropriate educational
opportunities-must be afforded the right to challenge a particular school assignment. Under the
particular circumstances here, with no attempt to keep the parent apprised of the assigned school
so that it could be visited, there was a denial of due process. Permitting the local education
agency to give advance notice of one school but to defend another does not comport with the
hearing required under the IDEA.
II. Facts
In the summer of2011, V.S. was an autistic 11 year old enrolled in the private Rebecca
School. In preparation for the new school year, an Individualized Education Program ("IEP") for
V.S. was mailed to D.S. on April 6, 2011. On June 11, 2011, the DOE issued a Final Notice of
Recommendation ("FNR") proposing placement for V.S. at a particular public school: "P811Q
@Marathon School -- 61-25 Marathon Parkway, Little Neck, NY 11362." See FNR, ECF No.
23.
Based on the FNR, D.S. visited the Marathon School on June 20, 2011. In a letter to the
DOE dated June 29, 2011, she explained that the Marathon School was inappropriate for V.S.
because, among other reasons, the students at the school were in a much older age group. She
therefore kept V.S. enrolled at the Rebecca School for 2011-2012 and sought reimbursement
from the DOE. On September 27, 2011, D.S. filed a demand for due process, alleging that the
DOE failed to provide V.S. a FAPE for the 2011-2012 school year. Both procedural and
substantive defects were claimed.
On May 14, 2012, an impartial hearing officer ("IHO") issued a decision. The IHO
concluded that V.S. was offered a FAPE for the 2011-2012 school year because both the IEP and
the school site were adequate. At the hearing, the DOE presented evidence that P811 Q @
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Marathon School ("the Marathon School"), located in Queens, NY, is one of multiple school
sites for P811Q. Although the FNR lists P811Q @Marathon School, V.S. would have actually
been placed at an entirely different physical school, P811 Q @ Q822 ("Q822"), located in St.
Albans, NY. The IHO found that "the placement offered on the FNR ... was the same one that
the student would have been enrolled [sic] during the 2011-12 school year." See IHO Decision,
10. It therefore made its decision based on the characteristics of Q822, not the Marathon School
that the parent had properly visited and complained of. See id.; Tr. 220.
Plaintiffs appealed from the decision of the IHO to the State Review Officer ("SRO").
On March 22, 2013, the SRO upheld the findings of the IHO and dismissed the appeal. On the
school placement issue, the SRO held that a change from the Marathon School to Q822 was "a
future change in school buildings," which is not actionable under the IDEA. See SRO Decision,
27 (emphasis added).
III. Law
A. Statutory Framework
Congress enacted the IDEA "to ensure that all children with disabilities have available to
them a free appropriate public education that emphasizes special education and related services
designed to meet their unique needs ... [and] to ensure that the rights of children with
disabilities and parents of such children are protected." 20 U.S.C.A. § 1400(d)(l )(A) & (B).
Special education services are administered according to an individualized education program
("IEP"), a planning document that sets out the children's educational performance, goals, and
required services. See 20 U.S.C. § 1414(d)(l)(A).
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Parents dissatisfied with their child's FAPE may unilaterally place their child in a private
school and then seek reimbursement from the local education agency. See 20 U.S.C. §
14 l 2(a)(l O)(C). To determine whether parents are entitled to reimbursement, courts apply the
three-pronged Burlington/Carter test, "which looks to (1) whether the school district's proposed
plan will provide the child with a free appropriate public education; (2) whether the parents'
private placement is appropriate to the child's needs; and (3) a consideration of the equities."
CF. ex rel. R.F. v. N. Y City Dep 't of Educ., 746 F.3d 68, 73 (2d Cir. 2014). The DOE bears the
burden of establishing that it provided a FAPE; the parents bear the burden of establishing that
the private placement is appropriate. Id., at 76 (citing N.Y. Educ. Law§ 4404(1)(c)).
The ability of the DOE to assign students to particular schools is limited by two
requirements. First, "parents have a procedural right to evaluate the school assignment, i.e., the
right to acquire relevant and timely information as to the proposed school." See G. U v. N. Y
City Dep't of Educ., 13-CV-5209 (S.D.N.Y., May 27, 2014), *37 (citing Honig v. Doe, 484 U.S.
311-12 (1988); Bd. of Educ. v. Rowley, 458 U.S. 176, 207 (1982)). Second, the school must be
capable of implementing the IEP. "The Department may select the specific school without the
advice of the parents so long as it conforms to the program offered in the IEP." R. E. v. N. Y City
Dep't. of Edu., 694 F.3d 167, 191-2 (2d Cir. 2012).
B. Judicial Review
Although styled a motion for summary judgment, the parties in effect are prosecuting an
administrative appeal. See Lillbask ex rel. Mauclaire v. Conn. Dep 't of Educ., 397 F.3d 77, 83
n.3 (2d Cir. 2005). The court is required to base its decision on the preponderance of the
evidence and gives substantial weight to the outcome of state administrative proceedings. TP.
ex. Rel. SP. v. Mamaroneck Union Free Sch. Dist., 554 F.3d 247, 252 (2d Cir. 2009) (per
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curiam). "The standard ofreview requires a more critical appraisal of the agency determination
than clear-error review but nevertheless falls well short of complete de nova review." CF. ex
rel. R.F. v. NY City Dep 't of Educ., 746 F.3d 68, 77 (2d Cir. 2014) (citation omitted).
IV. Application of Law to Facts
A. Review of the Administrative Decisions
Plaintiffs allege that the DOE's FAPE was inadequate because the students at the
Marathon School were in a much older age group than V.S.-adolescents-making the school
inappropriate for this pre-adolescent child. Their theory, as presented by their attorney, is that
the DOE pulled a "bait and switch" by designating one school but then defending another. See
Pls.' Mem., 12-14, 17-18, ECF No. 28. The DOE counters that since V.S. would have actually
been placed at Q822, testimony about that school is relevant to the implementation of the IEP.
In addition, the DOE argues that notice of the change in school sites was not required because
parents do not have a right to determine the specific school their child attends. See Def.' s Mem.,
23-26, ECF No. 35. See also T. Y v. NY City Dep't of Educ., 584 F.3d 412, 419 (2d Cir. 2009)
("'Educational placement' refers to the general educational program-such as the classes,
individualized attention and additional services a child will receive-rather than the 'bricks and
mortar' of the specific school.").
The SRO and the IHO erred in two respects. First, testimony regarding Q822, the
substituted school-should have been excluded as retrospective, that is, beyond the scope of the
IEP and its implementation. See R.E. v. NY City Dep 't of Educ., 694 F.3d 167, 186 (2d Cir.
2012). Retrospective testimony is forbidden because "[p]arents must have sufficient information
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about the IEP to make an informed decision as to its adequacy prior to making a placement
decision." Id.
The SRO and the IHO permitted this testimony because the Marathon School and Q822
are both, in theory, but not physically, part of P. S. Q811. They are different school sites with
different staff, different student bodies, and different facilities. Under defendant's view, a parent
must agree to the DOE's recommended school site knowing that it is inappropriate, enroll her
child in that school site, and then wait and see if the student will actually be assigned to an
appropriate school site. This is antithetical to the IDEA's reimbursement process. See Forest
Grove Sch. Dist. V TA., 557 U.S. 230, 239 ("[The IDEA gives] courts broad authority to grant
appropriate relief, including reimbursement for the cost of private special education when a
school district fails to provide a FAPE."); 20 U.S.C. § 1412(a)(lO)(C)(ii) ("[A] court or a hearing
officer may require the agency to reimburse the parents for the cost of that enrollment if the court
or hearing officer finds that the agency had not made a free appropriate public education
available to the child in a timely manner prior to that enrollment."). It distorts the smooth,
transparent processing of transitions from school year to school year and prevents timely
interventions by the parent to protect the child.
The authority cited by the DOE applies to the entirely different situation when a student
is transferred from a school site that conforms to the IEP to another school site that also
conforms to the IEP. See, e.g., KL.A. v. Windham Se. Supervisory Union, 371 F. App'x 151,
155 (2d Cir. 2010) (affirming district court holding that transfers between schools are acceptable
when both schools are able to implement the IEP); Concerned Parents & Citizens for the
Continuing Ed. at Malcolm X (PS 79) v. N. Y City Bd. of Ed., 629 F.2d 751, 756 (2d Cir. 1980)
(finding that no notice is required when "transferred handicapped students remain in the same
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classification, the same school district, and the same type of educational program special classes
in regular schools."); 71 Fed. Reg. 46588 (Aug. 14, 2006) ("[A] public agency may have two
more equally appropriate locations that meet the child's special education and related services
needs and school administrators should have the flexibility to assign the child to a particular
school or classroom, provided that determination is consistent with the decision of the group
determining placement."). The DOE does not argue that the Marathon School of which notice
was given was an appropriate placement. Rather, it claims that V.S. would have ended up at a
different school site that would have been appropriate.
Depending on the needs of the student, the characteristics of the specific school site can
be an important factor in assessing the adequacy of the IEP and its implementation. See, e.g.,
TL. v. N. Y City Dep 't of Educ., 938 F.Supp.2d 417, 436-7 (E.D.N.Y. 2013) (remanding to the
SRO for consideration of "the effect of the school's facilities and environment" because "the
physical environment itself must be suitable for the child."). Parents must rely on the FNR and
other notices to determine if a proposed location is appropriate for their child's IEP. According
to the FNR sent to D.S., the DOE offered placement at a particular "site and address," which was
listed as "P811 Q @Marathon School." D.S. received no notice in the FNR, during her site visit,
or after the site visit that V.S. would have actually been placed in Q822, a different school site.
Evidence of another school site with substantially different characteristics is prohibited here as
retrospective. See D.C. ex rel. E.B. v. N. Y City Dep 't of Educ., 950 F. Supp. 2d 494, 510
(S.D.N.Y. 2013) ("Although the issue in this case is the capability of the proposed placement to
implement the IEP, not the suitability of the IEP itself, the reasoning of R.E. compels the same
result for retrospective testimony in this context as well."); B.R. ex rel. K. 0. v. N. Y City Dep 't of
Educ., 910 F. Supp. 2d 670, 677 (S.D.N.Y. 2012) ("[T]he Court evaluates whether, at the time
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[the parent] was actually considering the proposed placement, the school could offer [services] in
line with the IEP.").
The SRO and the IHO erred by failing to consider the parent's right to meaningfully
participate in the school selection process, as opposed to the parent's right to determine the
actual school selection. See G. U v. NY City Dep 't of Edu., 13-CV-5209 (S.D.N. Y., May 27,
2014), *39. D.S. was not given notice of Q822, and she received no response from the DOE
after sending a letter listing her objections to the Marathon School. It was only at the hearing
before the IHO-held six months after the beginning ofV.S.'s school year-that D.S. was
informed that V.S. would have attended Q822. D.S. was therefore denied her right to evaluate
the child's school site when the DOE directed her to inspect a school her child would not attend.
B. Burlington/Carter Test
1. Marathon School
On the ground that V.S. would have been placed at Q822, neither the IHO nor the SRO
determined whether the Marathon School was an appropriate placement for V.S. Testimony at
the hearing established that it is not. Diana Parisy, the assistant principal at P. S. Q811, explained
that the Marathon School was not age appropriate. V.S. was a pre-pubescent 11 year old at the
time, but students at the Marathon School were almost all 14 years old or above. See Tr. 481: 13-
22 ("I would call the Placement Officer and remind him that we do not have students that age at
this site .... We might have one, but they are in classes ... where there is more than a three year
gap."); Tr. 487:14-16 ("I would have said that we have no other students of his age, in an
appropriate class."). See also N.Y. Comp. Codes R. & Regs. tit. 8, § 200.6(h)(5) ("The
chronological age range within special classes of students with disabilities who are less than 16
years of age shall not exceed 36 month.").
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2. Rebecca School
To receive reimbursement, a parent's unilateral placement must be at an appropriate site.
The private school does not need to meet the IDEA criteria, but courts look to the same standards
for guidance. Frank G. v. Board of Educ. of Hyde Park, 459 F.3d 356, 364 (2d Cir., 2006).
"Ultimately, the issue turns on whether a placement-public or private-is reasonably calculated
to enable the child to receive education benefits." Id. (internal quotation marks omitted).
The Rebecca School's Interdisciplinary Report of Progress Update ("Progress Report")
for V.S., dated December 2011, details V.S.'s program and the progress he has made. V.S. is in
a class with an 8: 1:3 ratio of teachers to student to paraprofessionals. The class employs the
Developmental Individual Difference Relationship-based (DIR) model. On a daily basis, he
receives instruction in math, English, and social studies, as well as individual and small group
Floortime sessions. He also receives occupational, speech-language, and music therapy at the
Rebecca School. Cf NY City Dep't of Educ. v. VS., 2011WL32733922 (E.D.N.Y. 2011)
(finding that the Rebecca School was appropriate for V.S. in the 2008-2009 school year).
The Progress Report indicates that V.S. has made progress in social, emotional, and
academic realms. Detailed evaluations of V.S. 's performance describe his substantial
improvements, as well as continuing difficulties, in each area. This assessment is supported by
testimony at the hearing. The program director, teacher, and various therapists explained how
the Rebecca School has provided an environment conducive to V.S.'s development. Significant
factors included teaching methodology, class size, student body population, physical equipment,
and related services. See e.g., Tr. 237-9, 268-9, 664, 673.
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3. Consideration of the Equities
Equitable considerations favor reimbursement. D.S. promptly and diligently pursued her
right to participate in the child's FAPE, while also cooperating with the DOE at each stage. In
less than three weeks, she received the FNR, visited the Marathon School, and mailed her notice
of objection and unilateral placement. Relying on all available information, she made a
reasonable decision. She did not delay in notifying DOE.
There is no justification for reducing the amount of reimbursement. See 20 U.S.C. §
1412(a)(10)(C)(iii) (setting forth reasons why the court may reduce reimbursement).
C. Prevailing Party
The plaintiffs are the prevailing party. See 20 U.S.C. § 1415(i)(3)(B) (permitting the
court to award attorneys' fees to the prevailing party); see also Buckhannon Bd. & Care Home,
Inc. v. W Va. Dep't of Health & Human Res., 532 U.S. 598, 603 (2001) (defining prevailing
party as "one who has been awarded some relief by the court"); see also A. R. ex rel. R. V v. New
York City Dep't of Educ., 407 F.3d 65, 75 (2d Cir.2005) (" ... Buckhannon applies to the IDEA."
(citing JC Regional Sch. Dist. 10, 278 F.3d 119, 124 (2d Cir.2002)). Plaintiffs shall submit an
application for legal fees to the magistrate judge.
V. Conclusion
V.S. was not provided a FAPE because his placement at the Marathon School did not
conform to his IEP and his parent was not provided an opportunity to evaluate his actual
proposed school site. It is not necessary to reach the issue of whether the IEP document was
deficient.
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Plaintiffs' motion for summary judgment is granted. Defendant's motion for summary
judgment is denied. Legal fees and disbursements are granted.
ack B. Weinstein Senior United States District Judge Dated: June 9, 2014 Brooklyn, New York
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